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Services

Intermediary Services for Health and Life insurance brokerages

Compliance
Services

We work with firms to identify and manage regulatory risk. From our experience we can identify risks and advise you on them and design and implement controls to mitigate them.

We can monitor and report on the effectiveness of your systems and controls.

We can provide you with a compliance solution when difficulties occur.

We support businesses to help them understand their obligations to comply with the relevant laws and regulation.

Compliance Health Check

  • We can help you to identify gaps in your compliance arrangements concerning processes, procedures and documentation and make recommendations on how to address them. We provide you with a comprehensive report which utilises Red, Amber and Green ratings so you can focus on areas of weakness and those which require improvement.
  • We review the nature, complexity, and diversity of your business operations
  • We review your systems and controls and compliance procedures
  • We review your policies and customer facing documentation
  • We review your Corporate Governance against your regulatory responsibilities
  • We Review your Retail Mediation Activities for misreporting errors
  • Do your Senior Managers understand their responsibilities?
  • Have you trained your employees on Conduct rules?
  • Can you demonstrate the competency of your staff?
  • Do you hold sufficient capital resources to meet your regulatory requirements?
  • Can you demonstrate that you Treat Customers Fairly?

FCA Compliance Audit

  • A mandatory and comprehensive audit (“Health Check”) so we can tailor your program.
  • We will conduct a thorough review of your current compliance arrangements and processes.
  • If there are weaknesses, we will find them! A comprehensive report will be provided using a traffic light programme to illustrate areas that may need remedial attention. Actions required to guarantee “GREEN STATUS” will be provided

Dedicated compliance account manager

Dedicated compliance account manager & Robust Service Level Agreement

Speak to us about compliance

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BESPOKE SOFTWARE FOR HEALTH AND PROTECTION INTERMEDIARIES

Archangel
Software

A complete end to end CRM and policy administration software developed exclusively for Health and Protection brokerages which covers all aspects of the sales funnel and customer lifecycle.  It also includes real time reporting with instant access and simple policy management for both retail and commercial customers.

Designed by specialists

ArchAngel Software is both designed by and used by Health and Protection insurance intermediaries.

Fully featured

Capture client information, complete policy administration, run financial reports and export data easily for regulatory returns.

Totally paperless CRM

Totally paperless ArchAngel integrates seamlessly with your existing processes. Track, manage and automate policy administration.

Overview

Consumer Medical Insurance Quote Portal – Santé Pro

Commission Administration (Archangel Software users)

Pre-Acquisition due diligence

New applications for FCA authorisation

Observation & Assessment for internal and external advisors

File Checks

Cyber Security

Professional Indemnity Insurance Sourcing

PARTNERSHIP NICHE PRODUCT RANGE – SANTÉ PRO-ACTIVE

PREPARATION FOR FCA VISITS

SANCTION SEARCH CHECKS

EMPLOYMENT REFERENCING (INCLUDING BACKGROUND CHECKS)

SANTÉ PRO-ACTIVE: NICHE PRODUCT SOLUTIONS FOR YOUR CLIENTS – EXCLUSIVE TO ARCHANGEL MEMBERS

Exclusive Partnership Product Range

  • Mental Health Platform
  • Company Travel Insurance
  • Consumer Travel Insurance and Dental Insurance – online affiliate links
  • Life Assurance and General Insurance Panel & Enhanced Commission
  • Commercial, Corporate Finance and IFA Facility
  • Health Screening and Clinical testing
  • Employee Rewards Platform
  • Nurse Led Managed Care Service
  • Group Life & Wellness Package
  • Staff Wellbeing and Health Monitoring Solution

Speak to our dedicated team

Contact Us